Regulatory Insights

  • Regulatory Update - SFC Fines Optimas Capital Limited over Short Position Reporting Failures (Apr 2021)

    On 15 April 2021, the SFC has reprimanded and fined Optimas Capital Limited HKD1.05 million for failing to ensure the accuracy of the short position reports submitted to the SFC for a collective investment scheme under its management.

    For our full regulatory update on this, please click here.