Join us at the upcoming AIMA China Live 2021 event where it will bring together policy and regulatory figures, fund managers and other Asia-Pacific thought leaders to explore the opportunities and relevant challenges in the China market. Rachel Wu, Regional Head of Business Development and Compliance Manager from ComplianceAsia will be sharing her insights in the panel discussion ‘What Operational Trends and Challenges Present Themselves Across China Private Fund Market’ together with Jeff Li, CEO, Sycamore Asset Management, and Ivy Bao, Vice President, Funds Services, Maples Group.
MAS published its Environmental Risk Management Guidelines for Asset Managers (“ENRM Guidelines”) in December 2020. Join Phillipa Allen, CEO and Lachlan Chubb, Regional Head of Regulatory Advisory and Projects from ComplianceAsia as they guide you through practical ways to implement an ERM framework in line with MAS expectations for fund managers.
ComplianceAsia is a proud member of the British Chamber of Commerce in Hong Kong and we are pleased to announce that we will be co-hosting a webinar with the Chamber on 28 October from 5-6pm (HKT) to raise brand awareness in the community.
Click here for more information and to register.
Our CEO, Philippa
Allen, will be co-hosting
a briefing with AIMA -
The Alternative Investment Management Association on Wednesday 18 August, 4pm Hong
Kong time. The session will run through key updates on the marketing rules and
regulations across the APAC region, giving an insight into what to watch out
for, and practical guidance when marketing or talking to investors in different
Click here for more information and to register
Our CEO, Philippa
Allen, will be
joining AIMA -
The Alternative Investment Management Association as a speaker for the upcoming event
on 17 August, at 3 pm Hong Kong time. The session will focus on the recent SFC
Circular to Licensed Corporations on Operation of Bank Accounts, and senior
management accountability against the backdrop of the Managers-In-Charge
ComplianceAsia, in collaboration with Withers Law Offices Japan, FinCity.Tokyo and the UK Government’s Department of International Trade, will provide Asset Managers with insight into the expected impact of the newly negotiated trade deal between the UK and Japan.
As hedge fund managers adapt their working practices to include working from home, staff rotation and gradual return to office, there are specific compliance and technology considerations that should be borne in mind. Philippa Allen, CEO of ComplianceAsia and Eldon Sprickerhoff, Founder & Chief Innovation Officer of eSentire to share their insights and opinions.
ComplianceAsia's CEO, Philippa Allen, will be joined by Elizabeth Miller, Head of Equities Finance Sales (Asia Pacific) and Chris Bland, Business Consulting Specialist (Asia Pacific), both from UBS AG, to discuss the latest regulatory updates and the state of play of the market.