If you would like more information on how we can assist you with our internal audit services, please click here.
As part of the regulatory supervision of fund managers, the MAS expects the business activities of fund managers in Singapore to be subject to adequate internal audit either internally or by a third-party service provider.
ComplianceAsia Internal Audit provides internal audit and independent compliance
reviews, which include a documentary review and field work.
We produce a detailed risk-based report to highlight strengths and weaknesses in the regulatory status of a fund manager in Singapore.
We have a small team to undertake internal audits for
Singapore-based fund managers to meet the MAS requirements under the Securities
and Futures Act.
ComplianceAsia can also undertake AML internal audits, mock
inspections and process reviews for a variety of clients in Singapore.
The practice leader you can contact to learn more about our internal audit services is Tan Zi Jia, who is based in Singapore. You can also speak with our CEO and Founder Philippa Allen.
If you would like more information on how we can assist you with our internal audit services, please click here.
For other services, please click here.
