Regulatory Advice

Regulatory Advice

ComplianceAsia's regulatory research team assists clients by tracking important regulatory changes in Asia Pacific and offer clients’ access to guides on important compliance topics and glossaries to ensure that compliance teams are continuously up to date. We are also happy to help with bespoke research projects for clients moving into new business lines or new markets.

Guides and Glossaries

We give clients access to the following information across all Asian countries, sourced directly from local language regulation and kept continuously up to date with regular additions of new topics:

• Glossary of Chinese acronyms

• Guide to cross-border marketing in Asia

• Guide to financial resources calculations

• Guide to fund registration in Asia

• Guide to OTC derivatives reporting, trading and clearing n Asia

• Guide to substantial shareholder reporting

• Guide to licensing and market entry

• Guide to AML and CTF in Asia

• Guide to professional investor rules in Asia

• Guide to short selling rules and short position reporting

• Guide to insider dealings rules in Asia

• Guide to Asian regulators

• Guide to technology risk and cybersecurity

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