Compliance Training

Compliance Training

For our full training brochure which details our services and capabilities, please click here.

For questions on how we can assist you with compliance training, reach out to us by clicking here.

ComplianceAsia's expert team provides a unique combination of online training for employees and classroom-based training to Responsible Officers, CEOs, C-Suite employees and senior management from financial institutions to ensure that the compliance training needs of all levels of staff are met.

We help you meet your competence and continuous professional training obligations through focused, practical training courses based on case studies designed to be relevant and interesting to target audiences.

ComplianceAsia has partnered with IMAS (Investment Management Association of Singapore) to create bespoke, high quality, interactive content for iLearn, an online compliance training portal for fund managers. The customised content for these training programmes is accredited by the Institute of Banking & Finance. Learn more about iLearn in our press release here.

For questions or enquires on our training capabilities please reach out to Philippa Allen or our Sarah Leleu, Assistant Training Manager, Regulatory Compliance, Asia.

For more information on our training capabilities, contact us here.

To see more of our other services, click here.

Online Training

OnlineCompliance.Training (OCT) by ComplianceAsia is one of the most developed, flexible and cost-effective online training platforms to help you and your team manage your continuous professional regulatory training requirements.

Our courses are Asian focused, giving you a specialist view of the regulatory landscape and the compliance requirements in the region. Most importantly, you will be entitled to CPT hours required by the SFC or MAS upon successful completion on any of our online courses.

We offer competitive rates for our online courses. For more details about our courses and costing or to request a free trial email

CPTNow is the retail extension of our popular OCT platform. It offers a concise, cost effective and communicative solution to obtaining your SFC mandated CPT hours across all competence levels outside of the corporate environment.

Our list of IBF-Approved Courses in Singapore includes:

• Introduction to AML and CTF

• Strengthening Cyber Resilience Singapore

• Personal Data Protection

• Market Manipulation in Singapore

Classroom-Based Training

Our customised classroom-based compliance training is intended for Responsible Officers, CEOs, C-Suite employees and senior management, and makes extensive use of real examples to illustrate the key points for retention by participants. A copy of the materials is made available to all participants.

We cover topics such as:

• The Role of MAS/SFC

• Duties and Responsibilities of Senior Management

• Personal Trading

• Gifts and Entertainment

• Cross Border Operations

• Sales and Marketing

• Private Placement

• Market Misconduct and Insider Dealing


• Internal Controls

• Professional Investors

• Recent Enforcement Actions

• Selling Rules

• Expert Networks

• Global Regulatory Developments

• Conflicts and Disclosures

Our courses focus on Asian-based content and can be delivered in English, Cantonese, Mandarin and Japanese.

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