Regulatory Insights

  • Hong Kong Regulatory Update - SFC fines Credit Suisse Securities $2.1 million over breaches of electronic trading requirements (Nov 2020)

    On 9 November 2020, the SFC announced that it had reprimanded and fined Credit Suisse Securities (Hong Kong) Limited (“CSSHK”) for regulatory breaches relating to failures in its electronic trading systems.

    For our full update on this, please click here.