Regulatory Insights

  • ComplianceAsia Regulatory Update - ARCM FCA Enforcement Action (October 2020)

    The Financial Conduct FCA of the United Kingdom (“FCA”) has recently imposed a fine of GBP873,118 on Asia Research and Capital Management Ltd (“ARCM”) which is an asset management firm based in Hong Kong and manages a series of long duration closed-end investment vehicles focused primarily on investing in debt and equity securities across Asia, and which infrequently trades in EU markets.

    For our full update on this, please click here.