Daily News Headlines

  • Daily News Headlines – 13 Aug 2020

    SFC bans Chan Yiu Ting for 18 months

    SFC, 12 Aug 2020

    The disciplinary action follows an SFC investigation which found that between April 2011 and June 2018, Chan effected about 6,031 trades involving over $573 million worth of shares in a client’s account on a discretionary basis without obtaining the client’s prior written authorization.

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