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Regulatory Insights
Singapore Update - MAS Strengthening CMI Outsourcing Oversight (July 2020)
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PBC Officials Answer Press Questions on Adjusting the Transitional Period of the Guiding Opinions on Regulating Asset Management Business
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Singapore Update - ACRA RORC Information Submission (August 2020)
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LATEST UPDATES
Singapore Update - Consultation Paper on Notice on Identity Verification (November 2020)
Hong Kong Regulatory Update - SFC fines Credit Suisse Securities $2.1 million over breaches of electronic trading requirements (Nov 2020)
ComplianceAsia Regulatory Update – Licensed Representative Banned for 12 months for Personal Account Dealing Breaches (October 2020)
ComplianceAsia Regulatory Update - Relaxation of Restrictions for QFII RQFII (October 2020)
ComplianceAsia Regulatory Update - ARCM FCA Enforcement Action (October 2020)
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