Join us for our upcoming webinar where we will discuss how asset managers, wealth managers, PE/VC, and brokers in the Asian region are dealing with the impact of sanctions against Russia on their businesses.
The Securities and Futures Commission (“SFC”) has published on 26 June 2020 the draft revised financial return form required to be filed by licensed corporations (“LCs”) under Section 56 of the Securities and Futures (Financial Resources) Rules.
ComplianceAsia is a proud member of the British Chamber of Commerce in Hong Kong and we are pleased to announce that we will be co-hosting a webinar with the Chamber on 28 October from 5-6pm (HKT) to raise brand awareness in the community.
Click here for more information and to register.
Our CEO, Philippa
Allen, will be co-hosting
a briefing with AIMA -
The Alternative Investment Management Association on Wednesday 18 August, 4pm Hong
Kong time. The session will run through key updates on the marketing rules and
regulations across the APAC region, giving an insight into what to watch out
for, and practical guidance when marketing or talking to investors in different
ComplianceAsia, in collaboration with Withers Law Offices Japan, FinCity.Tokyo and the UK Government’s Department of International Trade, will provide Asset Managers with insight into the expected impact of the newly negotiated trade deal between the UK and Japan.
Click here for more information and to register
Our CEO, Philippa Allen, will be joining AIMA - The Alternative Investment Management Association as a speaker for the upcoming event on 17 August, at 3 pm Hong Kong time. The session will focus on the recent SFC Circular to Licensed Corporations on Operation of Bank Accounts, and senior management accountability against the backdrop of the Managers-In-Charge Regime.
As hedge fund managers adapt their working practices to include working from home, staff rotation and gradual return to office, there are specific compliance and technology considerations that should be borne in mind. Philippa Allen, CEO of ComplianceAsia and Eldon Sprickerhoff, Founder & Chief Innovation Officer of eSentire to share their insights and opinions.
ComplianceAsia's CEO, Philippa Allen, will be joined by Elizabeth Miller, Head of Equities Finance Sales (Asia Pacific) and Chris Bland, Business Consulting Specialist (Asia Pacific), both from UBS AG, to discuss the latest regulatory updates and the state of play of the market.