As part of the regulatory supervision of fund managers, the MAS expects the business activities of fund managers in Singapore to be subject to adequate internal audit either internally or by a third party service provider.
ComplianceAsia Internal Audit provides internal audit and independent compliance
reviews, which include a documentary review and field work.
We have a small team to undertake internal audits for
Singapore-based fund managers to meet the MAS requirements under the Securities
and Futures Act.
ComplianceAsia can also undertake internal audits, mock
inspections and process reviews for a variety of clients in Singapore.
