Regulatory Insights

  • Client Alert - Mega Securities Enforcement Action (May 2020)

    The SFC recently released a circular detailing the disciplinary action taken following its investigation into Mega International Bank Co., Ltd. after the matter was referred to the SFC by the HKMA for failing to implement adequate and effective controls and systems in relation to the sale of collective investment schemes.

    For our full client alert on this, please click here.