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Regulatory Insights
CA Regulatory Update - MAS Reprimands AIA Financial Advisers Prudential and Two Aviva Entities (June 2021)
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CA Regulatory Update - SFC suspends Lun Sheung Nim for 7.2 months (June 2021)
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Hong Kong Regulatory Update - FSTB Published Consultation Conclusions on VASP Licensing Regime (June 2021)
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Hong Kong Update - IA Takes First Disciplinary Action (May 2021)
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MAS circular on new reporting obligations of significant redemption, gating and suspension of funds (May 2021)
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ComplianceAsia Regulatory Update - SFC pushes Covid Vaccine for Risk Management (June 2021)
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ComplianceAsia Regulatory Update - Ewarton Misconduct Fine (May 2021)
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Regulatory Update on Terms of Greater Bay Area Wealth Connect Scheme (May 2021)
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LATEST UPDATES
Singapore Regulatory Update – MAS Issues Guidelines To Discourage Crypto Trading By Public (January 2022)
Mainland China Regulatory Update - Approval of the “Network Security Review Measures” (January 2022)
Singapore Police Force and MAS Investigate Overseas Online Trading Platform, Samtrade FX, and its related entities in Singapore (January 2022)
Hong Kong Regulatory Update - SFC takes First Disciplinary Action against Manager-in-Charge over Internal Control Failures (November 2021)
Singapore Regulatory Update – Environmental Risk Management Guidelines for Asset Managers in Singapore (October 2021)
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