ニュース

月間規制ニュースレター - 2021年10月

Please find our October monthly regulatory newsletter here (English only)

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Hong Kong Regulatory Update - SFC takes First Disciplinary Action against Manager-in-Charge over Internal Control Failures (November 2021)

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Singapore Regulatory Update – Environmental Risk Management Guidelines for Asset Managers in Singapore (October 2021)

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Hong Kong Regulatory Update – Revised Financial Return Form Takes Effect on 1 January 2022 (October 2021)

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ComplianceAsia Regulatory Update: Disclosure of Climate-related Risks for Fund Managers

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Monthly Regulatory Newsletter - August 2021

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Hong Kong Regulatory Update – SFC Fines UBS AG and UBS Securities Asia Limited $11.55 million for regulatory breaches (August 2021)

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ComplianceAsia Regulatory Newsletter - July 2021

Please find our July monthly regulatory newsletter here

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