Join us for our upcoming webinar where we will discuss how asset managers, wealth managers, PE/VC, and brokers in the Asian region are dealing with the impact of sanctions against Russia on their businesses.
The Securities and Futures Commission (“SFC”) has published on 26 June 2020 the draft revised financial return form required to be filed by licensed corporations (“LCs”) under Section 56 of the Securities and Futures (Financial Resources) Rules.
Join us at the upcoming AIMA China Live 2021 event where it will bring together policy and regulatory figures, fund managers and other Asia-Pacific thought leaders to explore the opportunities and relevant challenges in the China market. Rachel Wu, Regional Head of Business Development and Compliance Manager from ComplianceAsia will be sharing her insights in the panel discussion ‘What Operational Trends and Challenges Present Themselves Across China Private Fund Market’ together with Jeff Li, CEO, Sycamore Asset Management, and Ivy Bao, Vice President, Funds Services, Maples Group.
MAS published its Environmental Risk Management Guidelines for Asset Managers (“ENRM Guidelines”) in December 2020. Join Phillipa Allen, CEO and Lachlan Chubb, Regional Head of Regulatory Advisory and Projects from ComplianceAsia as they guide you through practical ways to implement an ERM framework in line with MAS expectations for fund managers.
ComplianceAsia is a proud member of the British Chamber of Commerce in Hong Kong and we are pleased to announce that we will be co-hosting a webinar with the Chamber on 28 October from 5-6pm (HKT) to raise brand awareness in the community.
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Our CEO, Philippa Allen, will be co-hosting a briefing with AIMA - The Alternative Investment Management Association on Wednesday 18 August, 4pm Hong Kong time. The session will run through key updates on the marketing rules and regulations across the APAC region, giving an insight into what to watch out for, and practical guidance when marketing or talking to investors in different jurisdictions.
ComplianceAsia, in collaboration with Withers Law Offices Japan, FinCity.Tokyo and the UK Government’s Department of International Trade, will provide Asset Managers with insight into the expected impact of the newly negotiated trade deal between the UK and Japan.
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Our CEO, Philippa Allen, will be joining AIMA - The Alternative Investment Management Association as a speaker for the upcoming event on 17 August, at 3 pm Hong Kong time. The session will focus on the recent SFC Circular to Licensed Corporations on Operation of Bank Accounts, and senior management accountability against the backdrop of the Managers-In-Charge Regime.