Ongoing Compliance Support (CN)

Ongoing Compliance Support (CN)

ComplianceAsia helps you with your compliance and regulatory programmes and communications with your regulators in Asia Pacific so that you and your staff remain compliant even if you are a small team or are based outside of Asian time zones.

With teams in Hong Kong, Singapore and Shanghai, ComplianceAsia helps you understand your obligations, creates a plan of action, and delivers support to help you meet regulatory expectations in the region. We provide you with:

• A dedicated compliance contact within ComplianceAsia

• A compliance calendar to keep track and remind you of upcoming compliance deadlines

• A customised compliance plan to monitor compliance with internal policies and external legislation and regulations

• Regular compliance visits

• Regular compliance reports for senior management

• Up to date compliance policies and procedures

• Regulatory filings and notifications

• Ad hoc compliance advice and assistance

• Assistance with financial resources calculations

• Compliance training for you and your staff

• Reviews of marketing materials for compliance

Our support programs are reasonably priced, flexible, do not involve upfront payments, and are not tied to other services.

ComplianceAsia can also help you with compliance policies and procedures

To see more of our other services, click here

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