• News Headlines – 1 Sep 2020

    [HK] SFC bans Masy Lo Mee Chi for 8 months

    SFC, 31 Aug 2020

    The SFC has banned Ms Masy Lo Mee Chi, a former client advisor of UBS AG Hong Kong Branch, for eight months from 29 August 2020 to 28 April 2021 for breach of the SFC’s Code of Conduct. The SFC investigation found that when Lo was handling the request of a trust’s settlor in July 2017, she attempted to mislead the trustee into believing that the Settlor had signed an amended request letter in connection with the purchase of a fund for the trust account.

    Full Text: click here

     

    [HK] Fraudulent website related to Bank of Singapore Limited

    HKMA, 31 Aug 2020

    The HKMA wishes to alert members of the public to a press release issued by Bank of Singapore Limited on fraudulent website, which has been reported to the HKMA.

    Full Text: click here




WeChat Official Account