ComplianceAsia

Financial Industry Compliance in Asia Pacific

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Our Company

Why ComplianceAsia?

Established in 2003, ComplianceAsia:

  • is on the ground in Asia, with offices in Hong Kong and Singapore.
  • understands our existing clients, their businesses and Asian regulatory regimes.
  • quickly learns about our new clients, their business and its needs.
  • is concerned about your business and meeting its regulatory obligations.
  • is headed by compliance experts with experience spanning 40 years in Asia.
  • provides independent and unbiased advice.
  • understands the local legislation and registration requirements.
  • has excellent working relationships with Asian regulators and exchanges.
  • was the first compliance consultancy in Asia
  • has over 30 full time staff in the region
  • invented the ongoing support model for Asian financial intermediaries
  • is the AsianInvestor Compliance Service Provider of the Year for 2010

We have a broad client base that includes

clients from these industries: clients from these regions:
  • international investment banks
  • independent research providers
  • trust banks
  • private banks and representative offices
  • asset management companies
  • financial planners
  • automated trading providers
  • hedge funds
  • start-ups
  • industry organisations
  • USA
  • Europe / UK
  • Japan
  • Singapore
  • Hong Kong
  • Australia
  • Rest of Asia

Learn More

Interested in what we can do for you? Find out more about what we do, or contact us to get more information.

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RSS From Our Blog

  • Politics and Public credit: Looking through the Lens of the Reserve Bank of India February 20, 2012
  • The Encrypted Files of Swiss Banks February 13, 2012
  • A Review of Asian Regulators January 18, 2012
  • Resource Review: Financial Regulators Gateway November 30, 2011
  • MF Global faces Escalated Inquiry November 25, 2011
Copyright 2011 ComplianceAsia Consulting Pte Ltd