Family offices and proprietary trading pools occupy a unique position in the Asian market place with specific compliance and governance requirements.
ComplianceAsia assists its family office and prop trading clients with compliance programmes to deal with conflicts of interest arising from co-investment, side by side investment, multiple directorships, public- private investment, and insider information flows.
We offer practical advice on how to handle the perceived conflicts of interest where the same principal runs third party money and a family office simultaneously.
We assist you across multiple asset classes including private equity investment and liquid markets.
ComplianceAsia helps prop trading pools with obtaining market maker status, proprietary exchange memberships, foreign market registrations and with end user OTC registration and reporting.