ComplianceAsia undertakes internal audit reviews for a variety of clients.
For Singapore based fund managers we undertake annual internal audits which meet the MAS requirements under the Securities and Futures Act.
We provide bespoke internal audits for investors looking at the compliance porgrammes in place in PRC and other Asian based managers and whether these potential investment targets meet international best practice standards.
ComplianceAsia undertakes internal audits for firms where regulators have asked for a third party review of their compliance controls.
We assist firms during mergers and acquisitions where the purchasing financial institution seeks comfort about the integrity of the compliance structures, controls and processes in place at the target company.
We have a dedicated team to undertake Singapore fund manager audits to meet the independence expectation of the MAS.