SFC bans Chan Yiu Ting for 18 months
SFC, 12 Aug 2020
The disciplinary action follows an SFC investigation which found
that between April 2011 and June 2018, Chan effected about 6,031 trades
involving over $573 million worth of shares in a client’s account on a
discretionary basis without obtaining the client’s prior written authorization.
Full Text: Click Here
