Best execution is likely to continue to be a hot topic during 2018 with the implementation of MiFID II in Europe affecting financial firms globally and the UK FCA have completed a review in 2017 of best execution in asset management where it identified a number of ongoing deficiencies. The MAS consultation on best execution…Details
Its been a very busy year in compliance wherever you are based.
All of us at ComplianceAsia wish you and your family a safe and happy Christmas.
We hope you enjoy one of our favourite cartoon strips and their take on compliance.