Financial industry participants need to ensure the operational integrity of their businesses and protect clients and stakeholders from corrupt or inappropriate practices. Conflicts of interest, undisclosed commissions and inducements, and breaches of ethical policies are just some of the problems confronting management in the Asian region.

ComplianceAsia assists by providing independent risk assessments, investigations and remedial solutions, incuding policy formulation and training, to mitigate the risk of corrupt practices in your Asian operations.

Much of this work is discreet and behind the scenes.

As part of an integrity program we can also set up and monitor an anti corruption hotline.

In the event of a major incident we bring a professional and independent outlook to remedial solutions to restore confidence and preserve the underlying business.

Our staff have assisted a number of financial institutions uncover, quantify and root out practices inconsistent with company values and local laws.

For more information on these services please contact Alex Duperouzel or Nick Lemmon.