ComplianceAsia has an extensive database of precedents for compliance manuals and documentation incorporating regulatory requirements and best practice. We have completed manuals for a variety of financial firms including asset managers, hedge funds, private banks, investment banks and trading banks.

We customize our manuals for each specific client and emphasize the use of clear, understandable language and a user friendly style. Our manuals have been submitted to regulators in Asia Pacific on numerous occasions with positive responses.

ComplianceAsia will

• Prepare compliance and operation manuals
• Prepare anti money laundering and know your client procedures
• Design client appropriate policies and procedures
• Review existing compliance policies and procedures against industry benchmarks