The rate of change in the financial industry is fast and many firms are merged or acquired several times during their operating history. Many of our staff have worked through these mergers. Such changes require intensive compliance support as mergers and acquisitions have an impact on all aspects of a firm’s regulatory relationships, permissions to do business, licences, ongoing transactions and operating procedures. All too often compliance issues continue to be outstanding for significant periods of time after the actual deal has been completed.

ComplianceAsia assists firms in transition with

• Post transaction rationalisation and integration of compliance structures
• Post transaction rationalisation and integration of product range
• Post transaction rationalisation and integration of compliance controls.