ComplianceAsia specializes in the provision of regulatory and compliance consulting services to financial institutions in Asia Pacific with a client base of international investment banks, independent research providers, trust banks, private banks and representative offices, asset management companies, financial planners, automated trading providers, hedge funds, start-ups and industry organisations.

ComplianceAsia is an independent consulting firm and goes beyond traditional legal and audit services by offering a focused and practical approach backed up a team of compliance specialists.

ComplianceAsia works with existing legal and compliance teams, lawyers, internal and external auditors to develop specific compliance and project management solutions to fit the needs of each client depending on the business model, activities, geographic coverage and size of that individual institution.

ComplianceAsia further allows financial institutions to supplement their existing compliance functions without the cost constraints of financing internal resources.