SFC secures conviction against ETRADE Securities (Hong Kong) Limited for marketing of unlicensed US brokerage services in Hong Kong

Breaking News –  SFC secures first criminal conviction for the offence of actively marketing in Hong Kong without a licence.   In an important press release on 21 September 2017 the SFC advised that  the Eastern Magistrates’ Court today convicted ETRADE Securities (Hong Kong) Limited (ETrade HK) for actively marketing to the Hong Kong public US…