ComplianceAsia to host a seminar on The Changing Enforcement Landscape in Singapore on April 23

Join ComplianceAsia at our upcoming event where our panels of internal and external experts will discuss: • Practical Implications of the new MAS and CAD joint enforcement activities • Latest MAS enforcement actions • The extra-territorial reach of the US SEC, CTFC and OFAC Event details: Date: Monday, 23rd April 2018 Time: 4:15pm – 6:00pm (registration…

ComplianceAsia, SPDB International and in association with AIMA hosted a China Fund Manager Day on March 15

Session 1 – Opening an Office in Hong Kong Topics: Licensing, Responsible Officers and Managers in Charge, Infrastructure and Cybersecurity, Fund Setup, Fund Administrators, PE Issues Speakers: Alex Duperouzel and Steve Bai from ComplianceAsia, Nick Plowman from Ogier, Iain Carey from Northern Trust, Christine Lin from EY.   Session 2 – Being Licensed in Hong…

ComplianceAsia attended the AIMA APAC Annual Forum and Post-Forum Networking Drinks on March 1

Date: March 1, 2018 In 2015 AIMA introduced its inaugural regional flagship event – the AIMA APAC Annual Forum, bringing together nearly 400 policy and regulatory figures, hedge fund and alternative investment managers and other Asia-Pacific thought leaders to address the key regulatory, policy and operational focus areas anticipated for Asia-Pacific managers in the coming year.…