Who we are

Who-we-are_compliance-asia

ComplianceAsia is an independent firm that specialises in providing regulatory and compliance services to financial institutions, private equity and listed companies throughout Asia Pacific.

Why ComplianceAsia?

ComplianceAsia is the longest established compliance consulting firm in Asia Pacific. We are on the ground in Asia with offices in Hong Kong and Singapore.

Our 40 full time staff are compliance experts with day to day experience in dealing with the SFC, HKMA, MAS, CSRC, JFSA and Asian exchanges.

Our team speaks English, Cantonese, Mandarin, Japanese, Korean and Bahasa.

We provide independent, unbiased advice on Asian financial industry legislation and regulation for our international client base of asset managers, hedge funds, private equity funds, family offices, broker-dealers, insurers, wealth managers and investment banks.

Each client receives personalised services from dedicated teams overseen by our senior managers and principals.

Our Founders

The principals of ComplianceAsia have over forty years of legal and compliance experience in the Asia Pacific financial industry with in-house experience in each major Asian jurisdiction.

Our Team
Philippa-Allen_Small

Philippa Allen

CEO, PRINCIPAL
Alex-Duperouzel_small

Alex Duperouzel

MANAGING DIRECTOR

Languages

Our clients

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